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Using Action Plans to Support Learning Transfer and Measure Performance Results Premium Content

Tuesday, March 04, 2008 - by Holly Burkett

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If you're a training professional seeking to show the contribution of learning and development to the business, the action-planning process is a proven transfer and measurement strategy to add to your toolkit.

A call center implements an intensive customer service training initiative designed to reduce call escalations. A dynamic manufacturing environment rolls out comprehensive performance standards for an enterprise-wide quality initiative intended to decrease assembly cycle times. A state agency determines that management skill gaps in coaching and development have adversely affected attraction and retention of key personnel and that competency-based management development programs and processes are the best solution to closing skill gaps.

What do each of these scenarios have in common? Each initiative addresses a critical business need, represents a substantial investment of time and resources, commands high visibility and management interest, and requires the accomplishment of specific, measurable performance objectives that are linked to strategic business goals. In addition, each of these solutions lends itself to the use of action-planning as a method to drive on-the-job application of the critical skill sets needed to achieve desired results.

What is an action plan?

Action-planning is a powerful and flexible process for managing and measuring the performance objectives of a training solution and ensuring that objectives are effectively aligned with desired business results. A key output of the process is an action plan document that contains detailed steps to accomplish specific goals connected to targeted performance objectives. Plans can be completed by project participants working individually or in teams. The action plan answers such questions as:

  • What steps or action items will be taken as a result of learning?
  • What on-the-job improvements or accomplishments will be realized with participants' applied skills and knowledge?
  • How much improvement can be linked to the program?

In cases where action-planning is used to measure business impact measures and ROI, an action plan can also provide data about the

  • monetary value of improvement
  • intangible benefits of a program
  • enablers and barriers to applying learned skills and knowledge
  • environmental influences (i.e., reward systems, feedback processes) related to performance improvement or lack of improvement.

This data helps answer questions about a training solution's value and allows training professionals to set priorities, eliminate unsuccessful programs, or reinvent those that are successful but expensive.

In general, follow these guidelines when using action plans to determine a training solution's cost benefit:

  • To be conservative, have participants estimate only annual improvements.
  • If no improvement values are available from a specific source on an action plan, assume that little to no improvement has occurred.
  • Omit extreme data items and unsupported claims on an action plan when calculating improvement values.
  • Ensure credibility by having participants estimate the effect of other influences upon performance improvement.

The role of managers and supervisors

A well-managed action-planning process includes management support and review. Managers are more likely to embrace this approach when the linkage between participants' behavior and predetermined business measures is clearly defined. Managers can be instrumental in conveying the importance and value of action-planning before setting the process in motion, as well during the opening segments of a program in which action-planning is required.

The key to success with action-planning as a learning transfer and measurement strategy is to build it into the entire cycle of performance improvement. This includes analysis, design, delivery, and evaluation. The following tips will help you get started.

  • Integrate action-planning into the entire performance improvement process.
  • Ensure that participants are capable of providing estimates about the value of business measures being monitored.
  • Utilize partnerships. Enlist managers' support in aligning the performance objectives of an action plan with predetermined business measures.
  • Allow sufficient time for participants to learn the action-planning process and its purpose.
  • Frame the action plan as a tool to support on-the-job application of learned skills or knowledge.
  • Allow sufficient time for participants to identify, develop, and document action-planning objectives.
  • Include sufficient time for a facilitator and peer review process during participants' development of action plans.
  • Ask participants to identify other influences affecting performance improvement.
  • Follow up at a predetermined date and time to collect action plan results.
  • Utilize action plan data for continuous process improvement.

Summary

Most training projects are undertaken to deliver business value. Trends show that there is greater pressure on employees to produce performance results and on training professionals to show how their products and services provide performance support, add business value, and achieve payback for their efforts. Using the action-planning process to link results to targeted business measures and collect results data at multiple levels of impact provides an effective way of demonstrating a training project's value and adding credibility to the training function. The action-planning process places special emphasis upon involving stakeholders in both defining the financial and nonfinancial indicators of project success and addressing potential enablers and barriers to the transfer of learning back to the workplace. With this type of collaborative focus, action-planning positions training solutions to add value with a broad-based, strategic line-of-sight, which extends beyond a simple financial or ROI calculation.

Using Action Plans to Support Learning Transfer and Measure Performance Results

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Authored By:

  • Holly Burkett headshot
    Holly Burkett
    Holly Burkett, SPHR, CPT is principal of Evaluation Works, in Davis, California, where she manages a consulting practice focused on helping organizations measure the business value of WLP efforts. A certified ROI professional, she is frequent presenter, workshop leader, and author. Most recently she authored the "Action Planning" chapter in the ASTD Handbook for Measuring and Evaluating Training (2010).