The federal government is suffering from a serious leadership
deficit, and that deficit has only grown in recent years given the
challenges facing the United States. Thats the major headline to
emerge from a recent report published by the Partnership for Public
Service (PPS) in conjunction with consulting firm Booz Allen
Hamilton (BAH). The report, Unrealized Vision: Reimagining the
Senior Executive Service, examines the state of the governments
senior leadership corps 31 years after its creation.
The report found that the governments leadership development
programs for senior executives today are inadequate, decentralized,
and not strategically linked to agency succession planning. It also
found that on-boarding programs for new senior executives are rare
and that not enough is being done to fill the federal leadership
pipeline with future leaders.
The PPS/BAH report noted that since the creation of the Senior
Executive Service (SES) in 1978, the governments role and mission
in the lives of the U.S. public has shifted enormously. The report
states: The issues faced by government executives today have grown
increasingly difficult and global and include the most serious
financial meltdowns since the Great Depression, two foreign wars,
an aging population, soaring budget deficits, and serious energy
and healthcare problems.
Yet the nature and operation of SES has not adjusted in response.
Many of the most challenging issues confronting government agencies
today are interdepartmental in nature, the report noted, and
require government executives to work across agency boundaries to
address them. Despite this, most career senior executives remain in
the same agency and do not move through the government to share
their expertise or provide an enterprisewide collaborative approach
to decision-making, the report said.
Based on these findings, the report calls for multiple changes:
- a comprehensive review and overhaul of the federal governments
senior leadership development programs
- the introduction of robust onboarding programs in agencies to
help new senior executives get quickly up to speed in their jobs
- the inclusion of new training and learning modalities in
leadership programs, notably executive coaching, to help accelerate
new skills development in leaders.
A Critical Role for Executive Coaching
While executive coaching is well-known today in the private sector,
it is not yet consistently used as a leadership development tool in
the federal government. Although some agencies have coaching
programs in placeparticularly for select GS13s, GS14s, and
GS15sothers do not. In fact, some federal managers are exposed to
coaching in executive development programs provided by universities
or corporate training firms, but it appears that many in the SES
ranks have not been personally exposed to executive coaching at
all.
According to the PPS/BAH report, less than one in four members of
SES has received executive coaching. And according to a 2008 U.S.
Office of Personnel Management (OPM) SES survey, just one-third of
SES members have had their development needs assessed.
By contrast, the private sector routinely provides executive
coaching to senior and mission critical executives and uses it
extensively to
- help already strong performers become truly stand-out
performers
- prepare recently promoted executives and managers for new or
expanded job responsibilities
- position high-potential managers for future promotion
- strengthen the leadership bench and pipeline
- help executives and managers of many levels develop critical
interpersonal skills and selfawareness that are increasingly
required to manage people and operate successfully in a rapidly
changing business or organizational environment.
Introducing Executive Coaching
While the PPS/BAH report urges federal executives to take a
governmentwide approach to enhancing leadership development
programs and activities (coordinating activities closely with OPM
and the U.S. Office of Management and Budget), much of the
groundwork for these efforts will likely be based on pilot programs
and test initiatives that originate in individual agencies and then
gain visibility governmentwide.
With this in mind, you may want to consider making your agency or
department a test location for implementing executive coaching,
perhaps on a limited basis at first. You can start by linking
executive coaching to your agencys current leadership development
(LD) programs or to executive development options offered through
OPM, the Federal Executive Institute (FEI), the Harvard Kennedy
School of Government, or other organizations.
For several reasons, organizations should position executive
coaching as a natural complement to new or existing training and LD
programs:
- coaching provides a confidential, one-on-one opportunity for an
executive to explore leadership issues and challenges in depth with
a skilled coach
- leaders can get better acquainted with their own personal
style, strengths, and weaknesses
- leaders can test implementation of ideas or principles covered
in training or classroom LD programs
- coaches can help new leaders develop action plans to deal with
skills gaps or challenges currently affecting their work.
Executive Coaching Inside Your Agency
Successfully bringing executive coaching into an organization
requires four key factors:
- strong sponsorship by an organizations senior leaders
- careful review and selection of coaches
- consideration of the range of services to offer executives and
managers
- appropriate matching of coaches to individual executives and
managers.
Top Leaders Should Emphasize the Importance of Executive
Coaching to Agency Performance
If you are thinking about introducing executive coaching into your
agency, its important that it be championed by the agencys top
career executivesand ideally by high-level political appointees as
well. It should be introduced as a vehicle for helping drive
implementation of agency programs, for strengthening leadership and
team alignment, or for executing of your agencys overall public
mission and strategic operating plan. It could also serve as an
ideal vehicle for helping implement the Obama Management Agenda
within your agency, once action plans and initiative specifics for
that agenda have been further articulated by the White House.
When coaching as a leadership development tool is positioned within
an organization this wayas having a critical linkage to the success
of the agency, the achievement of its public mission, or the
realization of specific goals and objectivesit sets the tone and
expectation for what executive coaching is intended to do and gives
it strong internal legitimacy. Executives and managers can see that
the agency is strongly committed to coaching as a way to improve or
enhance individual job performance, foster leadership growth and
development, and align individual executive or management
performance with strategic operating goals and the agencys public
mission and vision.
While an agencys human capital office or training department has a
critical role to play in supporting and administering coaching
programs, coaching should not be perceived by government executives
and managers solely as an HR initiative, but rather as an
organizational initiative emanating from the highest levels of the
agency or department. For this reason, top agency career executives
and politicals should publicly be on record about the importance of
coaching in helping the agency achieve its goals, change its
culture, drive increases in manager and employee performance, and
so on.
In addition, top executives should retain coaches for themselves.
This sends the message to others working in the leadership chain
that doing so is expected and, in fact, an initiative that top
management in the organization takes very seriously.
Build a Team of External Coaches
As part of introducing coaching into your agency, it is important
to identify and assemble a cadre of coaches that your organization
is interested in making available to executives and managers.
Access to a coach could be linked to participation in an internal
or external executive development program. Or, you may decide to
offer it to individuals on a standalone basis or as a component of
a specific training curriculum.
Ideally, your agencys human capital office should maintain a
database about coaches that your agency is interested in making
available to individuals either at your agencys headquarters
location or in field offices around the country. Appropriate
coaches can also be found through discrete executive referrals,
networking, and contacting local chapters of organizations, such as
the International Coach Federation (www.coachfederation.org) and
the Human Resource Planning Society (www.hrps.org) and its
affiliates around the United States.
Focus on hiring coaches with proven credentials. For example, you
should engage coaches that are professionally certified or that are
graduates of recognized coaching programs. They should also come
with strong referrals or good references. In addition, look for
coaches with solid agency, program, or organizational line
experience, who can relate personally to the challenges that likely
clients in your organization face.
Finally, look for coaches who are good at connecting with many
kinds of people. As part of vetting coaches, the human capital or
human resources office should interview individuals to better
understand their personal coaching approaches, their coaching
philosophy, and the specific kinds of tools they use in their
coaching work.
Decide What Level of Services to Offer
Your organization needs to decide what level of coaching to offer
its executives and managers. Some organizations, for example, offer
a range of coaching options to individuals, based on seniority,
specific job responsibilities, and other factors. Some limit
coaching services to a stipulated number of meetings, hours, or
days over a certain period of time, typically six months to a year.
In other cases, and particularly for very senior executives, an
organization may offer a fuller range of coaching options that
includes weekly meetings with a coach, administration of 360-degree
assessments that are then used as the basis of initial coaching
work, 24/7 availability, and shadowing (whereby a coach travels
with and observes a top executive in meetings with employees, other
senior executives, and with other stakeholders).
Typically, coaches give executives and managers assignments between
meetings that are designed to help the coachee identify and
prioritize their coaching goals and develop a coaching action plan.
In some cases, coaches also prepare summary reports for coachees on
completion of coaching engagements.
Email interaction and phone calls are normal components in all
coaching engagements. Coaching can also be done over the phone and
via video conferencing link, once the coach and coachee have met
once or twice in person.
Match Coaches and Coachees
Once you develop a cadre of coaches you are comfortable with, its
time to inform your leadership and management that they are
available to meet with interested parties within the organization.
Generally, an organization should give executives and managers who
are being offered executive coaching the opportunity to interview
several individuals before making a decision about whom to work
with.
Comparison shopping is a good way to ensure a good fit between
individual coaches and coaches. This may not always be possible
(for example, if an agency has assigned specific coaches to
participants in an executive development program), but it is the
preferred approach. If it is your role in the organization to
introduce coaches to prospective coachees, it is best to avoid
offering the same coach to both an executive and his or her direct
reports.
Typical Steps in a Coaching Engagement
Once your agencys coaching program has been put in place, coaching
engagements typically follow a programmed series of steps.
Step 1| Alignment Meeting
Once a coach and coachee have been paired, it is critical that a
meeting be arranged between the coach, the coachee, and the
coachees supervisor. Such alignment meetings are designed to ensure
that there is broad, general agreement at the start of a coaching
engagement as to what areas of focus the coaching will have.
This is typically a 30- to 60-minute meeting, during which the
coachees supervisor shares her perspective and the coachee
describes what he hopes to achieve out of the coaching
relationship. It is generally agreed at such a meeting that the
coach will report back at regular intervals to the coachees boss as
to the general progress of the coaching engagement. However, during
this meeting it is also made clear that the specific subject matter
discussed in one-on-one coaching is confidential.
Step 2| The Initial Meeting Between Coach and
Coachee
In an initial coaching meeting, the coach normally outlines to the
coachee what executive coaching is designed to do. The coach
discusses issues of confidentiality, accountability, and supervisor
report-backs with the coachee, and together the two parties
contract with one another for purposes of moving forward.
As part of the contracting process, both parties make commitments
to the other about the roles they will bring to the coaching
relationship. Because coaching is best thought of as a co-equal
process (an alliance between peers), the coachee must bring an
openness and willingness to look at issues affecting his own
leadership and management of others and be willing to invest time
and energy to develop a coaching action plan with a set of clear
and concrete goals. The coach must bring curiosity, authenticity,
and integrity; a willingness to ask searching questions, to be
direct, and to challenge the coachee when appropriate; and a desire
to help the coachee articulate a set of coaching goals.
After contracting occurs, the coaching engagement begins in
earnest. The coach typically queries the coachee about what his
coaching goals are and initiates the process of getting to know the
coachee in more depth. Significant biographical information is
collected, along with a career history and current professional
goals.
At this point, the coach and coachee will usually review any
existing 360-degree assessments, past professional development
plans, and other documents to gain insights that may be useful to
the coaching process going forward. The two may also agree that
other assessments (Myers-Briggs Type Indicator, for example) will
be administered if it is deemed helpful to enhance the coaching
process.
In some cases, a coach will meet informally and alone with the
coachees supervisor, and sometimes with the coachees direct
reports, to further gather contextual information that can inform
the coaching process.
Step 3| Client Assessment and Goal Setting
As the coaching process proceeds, data-gathering, observation, and
conversation continue and broaden. Because an individual brings to
the coaching process many elements of selfhis life history,
professional experiences, personal beliefs, and subjective
worldviewits important to gain insight into each of these areas as
coaching proceeds for it provides important clues about the person
they are today.
Coachees are often asked to answer questions about how they view
themselves in the context of their organization. For example, to
what extent do they feel aligned with the organizations mission and
values? To what extent do they understand their organizations
culture, politics, organizational dynamics and history? And to what
extent does their own management style match that of their boss and
co-workers? All of these factors influence a persons success and
effectiveness in an organization.
As conversations proceed over the course of several coaching
meetings, the coachee typically comes up with five to eight
specific coaching goals they want to pursue, given the
organizational context in which they work and the nature of the
position they currently hold.
Step 4| Determining Measures of Success
A key element in making executive coaching work is ensuring the
coachee and coach agree on specific metrics that will be used to
assess their coaching progress. A coachee who decides that one of
their goals is to improve their team leadership skills might decide
to query their team about this at the start of the coaching process
and then again six months later.
Or, a coachee who decides one of his coaching goals is to improve
the clarity of communications with his direct reports might agree
to use data from a 360-assessment conducted before coaching work
starts as a baseline to measure their progress with this goal six
months after coaching begins. Sometimes the coach and coachee
decide to include the coachees immediate supervisor both in
determining the metrics of successand in providing key input into
the coachees development plan.
Step 5| Creating the Coachee Development Plan
As the coach and coachee work to define development goals and
associated metrics and timeframes for accomplishing them, it is
important that the coachee develop a personal mission statement to
drive her actions and shape the development plan. In addition, the
coach and coachee need to identify any specific skill gaps in an
executives or managers background and available training or
leadership development programs that may be available to address
these skill gaps.
This is where the federal governments extensive resources can be
brought in to provide individual coachees with specific training;
opportunities for rotational assignments to broaden the individuals
experience and skill base; or networking opportunities that can
help the individual deepen his resource and professional contact
networks within or outside government.
Step 6| Implementing the Plan
Once coaching goals have been established, time-frames for
completion have been agreed to, and action steps have been
initiated, it is important that the coach and coachee continue to
meet on a regular basis to review progress in achieving goals and
to discuss issues of interest or challenge to the coachee, as they
arise. During this time, it is good for the coach and coachee to
talk on a regular basisevery two weeks or soand to be in touch by
email as well.
During this phase of coaching, a coach will sometimes check in with
a coachees direct reports, or shadow his coachee, to see how that
individual is applying ideas and principles discussed in coaching
in real life situations with employees and co-workers. Also during
this phase, a coach may perform role plays with coachees as a way
to address specific challenges they may be dealing with.
In some cases too, the coach will use video feedback to help a
coachee understand how she comes across when delivering public
presentations, interacting with employees, delivering speeches to
external audiences, hosting town hall meetings, or interacting with
the press. In other cases, a coach may recommend journaling,
meditation, regular exercise, and other forms of recreation to help
people reduce stress and restore a semblance of work/life balance
to hectic work, travel, and meeting schedules.
Step 7| Broadening the Coaching Conversation
Inevitably, as coaching proceeds, the pathways of conversation
broaden. As part of the coaching process, we sometimes move into
areas of discussion separate from work, but which affect who the
individual is at work. For example, discussion of family, children,
spouses or partners, and relationships sometimes comes up, as does
discussion of long-term career and personal goals.
Good coaching is flexible and holistic enough to accommodate
discussing these things and, in fact, to encompass all domains of a
persons life. This includes not only the intellectual domain (the
domain of the public or professional self), but also the emotional
domain (the heart and emotions), the somatic domain (the body,
health, and wellness) and the domain of self-actualization and life
purpose.
Step 8| Evaluate Progress and Next Steps
As coaching proceeds, it is obviously important for the coachee to
provide feedback to the coach on how she feels the coaching is
going. Is the coachee being successful in implementing his action
goals? Is he getting positive feedback from co-workers and
supervisors in the areas where coaching needs were indicated? What
does the coachee think of the coaching relationship itself? Does
the coachee feel both supported and challenged? Has trust been
firmly established, and is there good chemistry between the coach
and coachee?
Good chemistry can be a tough element to measure, yet it is
important to successful coaching relationships. Because coaching
relationships are co-equal, it is appropriate for the coach to
occasionally ask the coachee for feedback. For example, the coach
may ask, Is the approach were taking here helpful to you? Good
chemistry between coach and coachee is important because it creates
momentum in the relationship and binds the parties together in a
mutual endeavor.
Step 9| Wrap Up: Completing the Formal Coaching
Engagement
Most coaching engagements last from six to 12 months, sometimes
longer. And they can involve different levels of service, depending
on the seniority of a particular executive or manager, the needs of
the organization, and so forth. Coaching is sometimes also
configured to work around a specific leadership development program
or standalone training courses an individual may be participating
in.
That said, there comes a time when formal coaching engagements
endwhen the coachee has achieved good progress with their coaching
goals and structures have been put in place to evaluate their
continuing progress on a going-forward basis.
To bring formal closure to a coaching engagement, a coach will, in
many cases, prepare a summary report for discussion with the
coachee. The coach may also make a final overview report back to
the coachees supervisor about topics covered and ideally hold a
three-way close-out meeting that includes the coachee and the
coachees supervisor.
On occasion, a former coachee will ask his coach to come back to
the organization and work with the former coachee and his team in a
team-coaching context, often acting as a facilitator in such
situations. In many cases, a coach will have become acquainted with
members of the coachees team in the course of the one-on-one
coaching engagement. Thus, team coaching is often a natural
outgrowth of the work that the coach and coachee have done
one-on-one.
Getting Started
Now is the time for federal agencies and departments to become more
intentional about nurturing and developing future generations of
leadersespecially as the White House focuses on implementing the
Obama Management Agenda, which puts emphasis on improving overall
government performance. The private sector has been focused on
leadership and performance for years. Now its time for government
to play catch upparticularly if it wants to recruit a new
generation of the United States best and brightest to federal
service. Studies show that providing people with strong leadership
development opportunities, including coaching, are a great way to
recruit and retain top talent.
Because the nature and role of government is expanding in our
country today, the skill sets and leadership development options
available to top executives and senior federal managers must expand
as well to ensure we have a strong, skills-based federal workforce.
Executive leadership coaching is a powerful and customizable
component to include in an agencys training and leadership
development mix and can do a great deal to help strengthen
competencies and build a strong pipeline to meet an agencys current
and future leadership requirements.