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Performance Management Progress Premium Content

Friday, October 23, 2009 - by Robert Tobias

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In addition to being the most powerful person in the world, the person elected president of the United States also is the chief executive officer (CEO) of the executive branch of government. Ordinarily, the organizational results buck stops at a CEOs desk, but recent presidents have seemed more interested in running against the machinery of government.

Unlike his predecessors, however, President Obama has chosen to reverse this trend. He has announced that he plans to adopt a lead-from-the-top strategy to improve executive branch performance. Rather than pretend that the executive branch is inhabited by aliens who operate on a separate planet, President Obama seems to be taking responsibility for the results of executive branch performance.

Government Performance and Results Act

Prior presidents have complained about executive branch performance, and some have tried to do something about it. For example, President Clinton supported and signed the 1993 Government Performance and Results Act (GPRA), which for the first time obligated agencies to identify outcome performance goals and the plans to achieve them.

Program Assessment and Rating Tool

During his term, President George W. Bush created the Program Assessment and Rating Tool (PART) to supplement the GPRA in assessing the performance of 1,100 executive branch programs. Neither President Clinton nor President Bush, however, followed through on these efforts by, for example, meeting with cabinet officialsthe presidents direct reportsto discuss policy goals or the results of their efforts to achieve those goals.

High-Priority Goals

In contrast, President Obama is asking agencies to identify goals that he will personally monitor and discuss with cabinet officials. The Analytical Perspectives portion of the Presidents 2010 Budget asks each major agency to identify a limited set of high-priority goals, supported by meaningful measures and quantitative targets. Obama then states he will do what no other recent president has done: meet personally with cabinet officers to review their progress toward meeting their performance improvement targets.

There is a wide gap between public policy creation and its implementation. Washington, D.C., is filled with people who make policyor wish they did. Implementing policy in the workplace, however, requires a different focus and consistent contact between creation and implementation. By pledging publicly to meet regularly with cabinet officers about whether they have met their performance objectives, President Obama has assumed responsibility for implementing public policy.

While presidents have regularly met with cabinet officers to discuss policy development, they have not generally concerned themselves with its implementation. When a president spends his personal time on an issue, it sends an emphatic message to the executive branch that the issue is important. Political appointees understand that improving performance will reflect favorably on them, and they may now look to the U.S. Office of Management and Budget (OMB) and the U.S. Office of Personnel Management (OPM) for advice.

Strategy for Improved Government Performance

The tactical strategy for creating increased government performance has been identified by OMB and OPM:

  • OMB Director Peter Orszag has called for agencies to identify their high-priority goals; create 2011 budget submissions that identify how agencies will better their standing in the Best Places to Work in the Federal Government survey; and conduct rigorous, independent program evaluations to determine whether government programs are achieving their intended outcomes as well as possible, and at the lowest possible cost.
  • Chief Performance Officer and OMB Deputy Director for Management Jeffrey Zients indicates that the administration will focus on improving the Bush Administrations Program Assessment and Rating Tool; urge agencies to incorporate performance results into their decisions about improving performance; and, because the government has missed most of the private-sector productivity gains made possible by information technology, develop better information technology in the federal government.
  • OPM Director John Berry and Zients have called for creating a faster, better government hiring process.
  • Berry also has ordered a new governmentwide performance evaluation system that links individual performance with agency goals and objectives.

These tactical strategies are not entirely new; they have been advanced by prior directors of OPM and OMB and by good government groups, but they have not been implemented. OPM has been seen as a nag without teeth, and OMB as a hammer without nails when it comes to improving government performance. What has been missing is personal, presidential attention.

Presidential Vision and Leadership

Because the president is interested in improving performance, meaningful conversations will occur in agencies about how to increase performance. OPMs ideas for prompt hiring of the best and the brightest, employee engagement, training, leadership development, and effective succession planning become grist for the discussion mill. Likewise, OMBs call for program evaluation as data for program improvement, better technology, and the methodology for measuring results becomes critical to achieving success.

If the discussion about improving performance among department political appointees turns from the abstract to the concrete, policy implementation will include career leaders at all levels, together with bargaining among unit employees, to define the changes needed and obtain support.

Federal employees will welcome the opportunity to improve the performance of their agency. As McKinsey & Co. found in a recent survey of Government Executive subscribers, government managers understand and embrace the direction and vision of their organization and are motivated to make a difference. This is true in the federal sector more than in the private sector and applies to both managers and nonmanagers.

The labor-management partnering activities during the Clinton Administration revealed that federal-sector unions and the bargaining unit employees they represent want to improve government performance. What the McKinsey study found is that the missing link between workers and performance improvement was a dearth of management practices related to fostering employee engagement, talent management, and accountability.

The Obama approach to performance management has the chance to capitalize on employee motivation to make a difference and will provide incentives to remove the barriers to substantially improve individual and agency performance in the federal sector. The question is whether Obamas promise to personally focus on public policy implementation will be fulfilled.

Performance Management Progress

Communities of Practice:   Government , Senior Leaders & Executives

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